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Investment Misconduct Blog

SEC Charges

William Gennity Investors May Have Options to Recover Their Losses

Adam J. Marquardt May 1, 2018

On April 11, 2018, the Securities and Exchange Commission (SEC) announced in a press release that William Gennity was one of three former Alexander Capital brokers charged with defrauding their customers.  The others are Rocco Roveccio and Laurence M. Torres (Marqaurdt Law Office LLC previously reported on Rocco Roveccio). The SEC filed a complaint against

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Rocco Roveccio Investors May Have Options to Recover Their Losses

Adam J. Marquardt April 30, 2018

On April 11, 2018, the Securities and Exchange Commission (SEC) announced in a press release that Rocco Reveccio was one of three former Alexandre Capital brokers charged with defrauding their customers.  The others are William C. Gennity and Laurence M. Torres. The SEC filed a complaint against Reveccio and Gennity in the U.S. District Court

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