Santander Securities

Customer Disputes against Former Wells Fargo Broker David Manor

According to FINRA public records, former broker David Manor has two disclosed customer disputes.  FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. Customers filed the disputes against Manor between January 2016 and April 2018.  The first claim alleged misrepresentation of an investment and an unsuitable investment recommendation.  This claim settled

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Raul Juan Escudero Villeta Has Nineteen Disclosed Customer Disputes

According to Financial Industry Regulatory Authority, Inc. (FINRA) public records, broker / investment advisor Raul Juan Escudero Villeta (“Raul Escudero”) has nineteen disclosed customers disputes.  FINRA registers and regulates brokers and brokerage firms. Raul Escudero’s customers filed the claims between January 2015 and April 2018.  Five of the claims resulted in collective settlements to customers

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