Pruco Securities

Vaughn Lee Andrews-McKay, Ex-Pruco Securities Broker, Barred for Alleged Theft from Clients

On May 9, 2018, FINRA announced that it barred securities broker Vaughn Lee Andrews-McKay from associating with firms registered with FINRA.  FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates securities brokers and brokerage firms. In a Letter of Acceptance, Waiver and Consent (AWC), FINRA stated it barred Andrews-McKay after finding he converted funds from

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