Vaughn Lee Andrews-McKay, Ex-Pruco Securities Broker, Barred for Alleged Theft from Clients
Adam J. Marquardt
May 9, 2018
On May 9, 2018, FINRA announced that it barred securities broker Vaughn Lee Andrews-McKay from associating with firms registered with FINRA. FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates securities brokers and brokerage firms. In a Letter of Acceptance, Waiver and Consent (AWC), FINRA stated it barred Andrews-McKay after finding he converted funds from
