Lombard Securities Archives - Marquardt Law Office

Lombard Securities

Sonya Camarco Customers Still Have Claims to Recover Loses from the Ex-Broker

Adam J. Marquardt May 4, 2018

Between August 2017 and December 2017, six FINRA arbitration claims were filed against the former Colorado based broker Sonya Camarco alleging misrepresentations of a trust or misappropriations of customer funds, according to Financial Regulatory Authority, Inc. (FINRA) records. In October and December two of the claims settled, with at least one for 100% of claimed

Steven Pagartanis, Ex-Lombard and Cadaret Grant Broker, Barred from Securities Industry While Being Investigated for Possible Fraud and Theft

Adam J. Marquardt April 20, 2018

On April 13, 2018, FINRA announced it barred securities broker Steven Pagartanis from associating with firms registered with FINRA. FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates securities brokers and brokerage firms. In a Letter of Acceptance, Waiver and Consent (AWC), FINRA stated it barred Steven Pagartanis for declining to provide sworn testimony during

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