Dallas York Barred During Investigation into Whether He Withdrew Customer Funds
FINRA recently barred former securities broker Dallas York from associating with firms registered with FINRA. FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates securities brokers and brokerage firms. FINRA announced the bar in its order publicly released on April 16, 2018. FINRA stated in the order that it barred York because he failed to