If you experienced losses while investing with Nina Sue Jessee of Abingdon, Virginia, receive a free consultation about your recovery options by calling Marquardt Law Office LLC at (312) 945-6065. Marquart Law Office LLC is pursuing a case to seek a recovery of investment losses allegedly caused by Nina Sue Jessee while she was registered
According to FINRA public records, former Logan, Utah based broker Brandon Curt Stimpson has eight disclosed customer disputes. FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. Customers filed the claims against Stimpson or his firm, Allegis Investment Advisors, between August 2015 and December 2017. Customers alleged Stimpson engaged in misconduct
According to FINRA public records, former Dayton, Ohio based broker John Greg Schmidt (Greg Schmidt or John Gregory Schmidt) has five disclosed customer disputes. FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. Wells Fargo discharged Schmidt in November 2017. Between October 2007 and January 2018, customers filed private arbitration claims
According to FINRA public records, barred broker Brian Lamont Royster (Brian Royster) has three disclosed customer disputes. FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. Between October 2013 and January 2018, customers filed disputes seeking damages for Brian Royster’s alleged misconduct. Allegations include he recommended and misrepresented annuities that were
If you or someone you know invested with John Cochran Maccoll, call Marquardt Law Office LLC at (312) 945-6065 to receive a free consultation about investment recovery options. Marquardt Law Office LLC previously reported UBS Financial Services Inc. discharged Maccoll amid its investigation he stole clients’ funds and had several customer claims. Maccoll previously worked
According to FINRA public records, former broker David Manor has two disclosed customer disputes. FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. Customers filed the disputes against Manor between January 2016 and April 2018. The first claim alleged misrepresentation of an investment and an unsuitable investment recommendation. This claim settled
FINRA public records show two disclosed customer disputes against former broker Francis John Ciabattoni. FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. Francis Ciabattoni has one settled customer dispute filed in February 1999 and one pending dispute filed in March 2018. The settled claim alleged unsuitable investments and misrepresentations. The
According to FINRA public records, former broker Martin McLaughlin has a pending customer dispute. FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. The customer dispute against McLaughlin was filed in January 2018. The claim is still pending and the damage amount requested is $529,795.34. The dispute alleges unsuitable investments with
According to FINRA public records, former broker Frederick August Mueller Jr. has six disclosed customer disputes. FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. Customers filed the disputes against Mueller between July 2012 and February 2018. Two claims have settled for $30,000 and $330,000. One claim was closed with no
According to FINRA public records, former broker Michael Bingham Ballard (Mike Ballard) has seven disclosed customer disputes. FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. Customers filed the disputes against Ballard between May 2014 and January 2018. Four claims have settled for amounts ranging from $25,000 to $531,120. One claim
