Cetera Advisors

Recovery Options for Nina Sue Jessee Investors

If you experienced losses while investing with Nina Sue Jessee of Abingdon, Virginia, receive a free consultation about your recovery options by calling Marquardt Law Office LLC at (312) 945-6065.  Marquart Law Office LLC is pursuing a case to seek a recovery of investment losses allegedly caused by Nina Sue Jessee while she was registered

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Nina Sue Jessee Has Twenty Disclosed Customer Disputes

Update: Marquardt Law Office is pursuing a case to recover investment losses allegedly caused by Nina Sue Jessee. According to the Financial Industry Regulatory Authority, Inc. (FINRA) public records, Nina Sue Jessee has Twenty disclosed customer disputes.  FINRA registers and regulates brokers and brokerage firms. While a claim from 2002 closed with no action and

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Martin Earl Brooks Suspended for Alleged Unauthorized Purchases of Real Estate Investments in Customers’ Accounts

On March 16, 2018, FINRA fined Martin Earl Brooks $5,000 and suspended him from associating with firms registered with FINRA for fifteen days.  FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates stock brokers and brokerage firms. FINRA announced the sanctions in its Letter of Acceptance, Waiver and Consent (AWC).  The AWC states Brooks allegedly

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