According to FINRA public records, broker Regan Allen Rohl has twelve disclosed customer disputes. FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms.
Rohl’s customers filed the claims between May 1999 and February 2018. The seven most recent claims were filed in 2017 and 2018 and allege unsuitable investments and misrepresentations of investments, including in energy sector investments. These claims are pending with requested damage amounts ranging from $75,000 to $1.5 million.
Two of Rohl’s prior claims settled for $20,000 and $5,000, two claims were denied, and one claim was closed with no action.
Rohl has been employed by Wells Fargo Advisors Financial Network, LLC since March 2011.
If you invested with Regan Rohl and believe unsuitable investments may have caused you financial losses, contact Marquardt Law Office LLC for a free phone consultation.
Marquardt Law Office LLC is a securities law firm that represents investors nationwide who have suffered losses due to misconduct such as fraud and negligence.
Information regarding Regan Allen Rohl was obtained from FINRA BrokerCheck records accessed on June 11, 2018.