Unsuitable Investments

Recovery Options for Nina Sue Jessee Investors

If you experienced losses while investing with Nina Sue Jessee of Abingdon, Virginia, receive a free consultation about your recovery options by calling Marquardt Law Office LLC at (312) 945-6065.  Marquart Law Office LLC is pursuing a case to seek a recovery of investment losses allegedly caused by Nina Sue Jessee while she was registered

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Customer Disputes against Former Broker Brandon Curt Stimpson

According to FINRA public records, former Logan, Utah based broker Brandon Curt Stimpson has eight disclosed customer disputes.  FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. Customers filed the claims against Stimpson or his firm, Allegis Investment Advisors, between August 2015 and December 2017.  Customers alleged Stimpson engaged in misconduct

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Invest with Brian Royster? Two of the Barred Broker’s Customers Recently Settled Claims.

According to FINRA public records, barred broker Brian Lamont Royster (Brian Royster) has three disclosed customer disputes.  FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. Between October 2013 and January 2018, customers filed disputes seeking damages for Brian Royster’s alleged misconduct.  Allegations include he recommended and misrepresented annuities that were

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Former UBS Broker John Cochran Maccoll Charged with Embezzling Clients’ Money

If you or someone you know invested with John Cochran Maccoll, call Marquardt Law Office LLC at (312) 945-6065 to receive a free consultation about investment recovery options. Marquardt Law Office LLC previously reported UBS Financial Services Inc. discharged Maccoll amid its investigation he stole clients’ funds and had several customer claims.  Maccoll previously worked

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Ten Customer Disputes for Barred Broker Matt Scott Neas

According to FINRA public records, former broker Matt Scott Neas has ten disclosed customer disputes.  FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. Customers filed the disputes against Neas between March 2004 and February 2018.  Six disputes have settled for amounts ranging $75,000 to $300,000.  One dispute was closed with

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Customer Disputes against Former Wells Fargo Broker David Manor

According to FINRA public records, former broker David Manor has two disclosed customer disputes.  FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. Customers filed the disputes against Manor between January 2016 and April 2018.  The first claim alleged misrepresentation of an investment and an unsuitable investment recommendation.  This claim settled

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Former Morgan Stanley Broker Francis Ciabattoni has Pending Customer Dispute

FINRA public records show two disclosed customer disputes against former broker Francis John Ciabattoni.  FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. Francis Ciabattoni has one settled customer dispute filed in February 1999 and one pending dispute filed in March 2018.  The settled claim alleged unsuitable investments and misrepresentations.  The

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