Customer Disputes against Former Broker Brandon Curt Stimpson

According to FINRA public records, former Logan, Utah based broker Brandon Curt Stimpson has eight disclosed customer disputes.  FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. Customers filed the claims against Stimpson or his firm, Allegis Investment Advisors, between August 2015 and December 2017.  Customers alleged Stimpson engaged in misconduct

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Matthew Singer, former Morgan Stanley Broker, Barred by FINRA for Alleged Failure to Cooperate with Investigation into Possible Unsuitable Options Trading

On March 27, 2018, FINRA announced it barred securities broker Matthew Singer from associating with firms registered with FINRA.  FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates securities brokers and brokerage firms. In a Letter of Acceptance, Waiver and Consent (AWC), FINRA stated it barred Matthew Singer for declining to provide sworn testimony in

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