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Oil and Gas Investments

Noel Ray Vincent Has Fourteen Disclosed Customer Disputes

According to the Financial Industry Regulatory Authority, Inc. (FINRA) public records, broker Noel Ray Vincent has fourteen disclosed customer disputes.  FINRA registers and regulates brokers and brokerage firms. While five claims filed between 2008 and 2010 were denied, four claims filed between April 2013 and April 2017 settled for collective recoveries to his customers of

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Americrude Inc. Oil-and-Gas Securities and Three of Its Executives Charged with Defrauding Investors

On March 19, 2018, the Securities and Exchange Commission (SEC) announced it recently charged oil-and-gas company Americrude, Inc. and three of its executives with defrauding investors. The SEC charged in its complaint filed in the Northern District of Texas federal district court that Americrude’s CEO and president used cold calls and high-pressured sales pitches to inappropriately

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Charles Henry Frieda, Former Wells Fargo Broker, Named in Fifty-Three Investor Complaints for Unsuitable Oil and Gas Investment Strategies

According to public records recently published by the Financial Industry Regulatory Authority (FINRA), investors have filed fifty-three separate FINRA arbitration claims against former Wells Fargo broker Charles Henry Frieda.  While at Wells Fargo, Charles Frieda partnered with another broker, Charles Lynch, who was also involved in the alleged conduct.  The claims alleged Charles Frieda recommended

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Charles Bernard Lynch, Jr., Former Wells Fargo Broker, Named in Fifty-Six Investor Complaints for Unsuitable Oil and Gas Investment Strategies

According to public records recently published by the Financial Industry Regulatory Authority (FINRA), investors have filed fifty-six separate FINRA arbitration claims against former Wells Fargo broker Charles Bernard Lynch, Jr.  The claims alleged Charles Lynch recommended and misrepresented unsuitable investments to his clients between 2012 and 2017. Fifty-four of the claims were filed between January

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Rick Konecny, Former JP Morgan and UBS Broker, Recently Named in Eight Investor Complaints

According to public records released by the Financial Industry Regulatory Authority (FINRA), eight customers have recently filed claims against former JP Morgan and UBS Broker Rick Douglas Konecny and FINRA has permanently barred Konecny from associating with firms registered with FINRA. Rick Konecny worked out of branch offices located in Chicago, Illinois and was registered

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