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Annuities

Invest with Brian Royster? Two of the Barred Broker’s Customers Recently Settled Claims.

According to FINRA public records, barred broker Brian Lamont Royster (Brian Royster) has three disclosed customer disputes.  FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. Between October 2013 and January 2018, customers filed disputes seeking damages for Brian Royster’s alleged misconduct.  Allegations include he recommended and misrepresented annuities that were …

Invest with Brian Royster? Two of the Barred Broker’s Customers Recently Settled Claims. Read More »

Noel Ray Vincent Has Fourteen Disclosed Customer Disputes

According to the Financial Industry Regulatory Authority, Inc. (FINRA) public records, broker Noel Ray Vincent has fourteen disclosed customer disputes.  FINRA registers and regulates brokers and brokerage firms. While five claims filed between 2008 and 2010 were denied, four claims filed between April 2013 and April 2017 settled for collective recoveries to his customers of …

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John Cochran Maccoll Has Nine Customer Disputes and Reportedly Admitted He Stole Client Funds

Update: on August 9, 2018, federal prosecutors indicted John Maccoll on criminal charges and the Securities and Exchange Commission filed civil charges against him alleging he stole clients’ funds. If you or someone you know invested with John Cochran Maccoll, call Marquardt Law Office LLC at (312) 945-6065 to receive a free consultation about investment …

John Cochran Maccoll Has Nine Customer Disputes and Reportedly Admitted He Stole Client Funds Read More »

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