If you experienced losses while investing with Nina Sue Jessee of Abingdon, Virginia, receive a free consultation about your recovery options by calling Marquardt Law Office LLC at (312) 945-6065. Marquart Law Office LLC is pursuing a case to seek a recovery of investment losses allegedly caused by Nina Sue Jessee while she was registered
There is a new development in the 1 Global Capital and 1 West Capital bankruptcy and fraud investigations previously reported by Marquardt Law Office LLC. On August 29, 2018, the Securities and Exchange Commission (“SEC”) announced it filed charges against 1 Global Capital LLC and its CEO, Carl Ruderman. The SEC filed its complaint in
According to FINRA public records, former Logan, Utah based broker Brandon Curt Stimpson has eight disclosed customer disputes. FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. Customers filed the claims against Stimpson or his firm, Allegis Investment Advisors, between August 2015 and December 2017. Customers alleged Stimpson engaged in misconduct
According to FINRA public records, barred broker Brian Lamont Royster (Brian Royster) has three disclosed customer disputes. FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. Between October 2013 and January 2018, customers filed disputes seeking damages for Brian Royster’s alleged misconduct. Allegations include he recommended and misrepresented annuities that were
Marquardt Law Office LLC previously reported that financial advisors sold investments in 1 Global Capital and 1 West Capital to investors nationwide. These companies are bankrupt and under investigation for fraud. According to the Kansas City Star, Kansas City area advisors were among the sellers of 1 Global Capital and 1 West Capital investments. The
UPDATE: The Securities and Exchange Commission filed charges against 1 Global Capital, its CEO Carl Ruderman, 1 West Capital, and others. Click here to read more. Investment advisors sold investments in 1 Global Capital and 1 West Capital to thousands of investors nationwide. 1 Global Capital and 1 West Capital are affiliated companies that are
Marquardt Law Office LLC is interested in speaking with individuals who lost money while investing with Alex G. Herrera. On August 8, 2018, the Financial Industry Regulatory Authority, Inc. (FINRA) barred the former UBS securities broker and investment adviser from associating with firms registered with FINRA. FINRA registers and regulates brokers and brokerage firms. In
According to FINRA public records, former broker Michael Bingham Ballard (Mike Ballard) has seven disclosed customer disputes. FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. Customers filed the disputes against Ballard between May 2014 and January 2018. Four claims have settled for amounts ranging from $25,000 to $531,120. One claim
Update: Marquardt Law Office is pursuing a case to recover investment losses allegedly caused by Nina Sue Jessee. According to the Financial Industry Regulatory Authority, Inc. (FINRA) public records, Nina Sue Jessee has Twenty disclosed customer disputes. FINRA registers and regulates brokers and brokerage firms. While a claim from 2002 closed with no action and
According to the Financial Industry Regulatory Authority, Inc. (FINRA) public records, broker Noel Ray Vincent has fourteen disclosed customer disputes. FINRA registers and regulates brokers and brokerage firms. While five claims filed between 2008 and 2010 were denied, four claims filed between April 2013 and April 2017 settled for collective recoveries to his customers of
