According to FINRA public records, former broker Bradley Joseph Tennison has three disclosed customer disputes. FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms.
Tennison’s most recent customer claim was filed in April 2018. This claim is pending with a requested damage amount of $300,000. The customer alleges that Tennison “acted outside of regulations” when he recommend she wire money to “The Joseph Project,” according to BrokerCheck records.
Tennison had two previous customer disputes in 2010 and 2003 that settled for $10,000 and $79,380. Allegations in the claims included breach of fiduciary duty and unsuitability.
Additionally, Tennison has twice been discharged from his firms following allegations. He was employed with Geneos Wealth Management, Inc. from August 2005 through April 2018, at which time he was discharged. Previously he was employed by Geneos Wealth Management, Inc. from March 2004 through August 2005, at which time he was discharged.
Tennison is not currently registered as a broker.
If you have questions about investments with Bradley Tennison, contact Marquardt Law Office LLC for a free phone consultation.
Marquardt Law Office LLC is a securities law firm that represents investors nationwide who have suffered losses due to misconduct such as fraud and negligence.
Information regarding Bradley Joseph Tennison was obtained from FINRA BrokerCheck records accessed on June 22, 2018.