According to FINRA public records, broker Alvery Anthony Bartlett Jr. has three disclosed customer disputes. FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms.
Bartlett’s customers filed the claims between January 2015 and March 2018. One claim settled for $25,000. The other claims are pending and request damage amounts of $3,940,000 and $6,637,918. Claims allege unsuitable investment recommendations and failure to supervise by Bartlett’s firm.
Bartlett was registered with Berthel, Fisher & Company Financial Services, Inc. from January 1992 through August 2016. He has been employed by Arete Wealth Management, LLC since August 2016.
If you have questions about your investments with Alvery Bartlett Jr., call Marquardt Law Office LLC for a free phone consultation.
Marquardt Law Office LLC is a securities law firm that represents investors nationwide who have suffered losses due to misconduct such as fraud and negligence.
Information regarding Alvery Anthony Bartlett Jr. was obtained from FINRA BrokerCheck records accessed on June 12, 2018.