July 27, 2018

Pending Claim against Former UBS Broker Martin McLaughlin Alleges Unsuitable Investments

According to FINRA public records, former broker Martin McLaughlin has a pending customer dispute.  FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. The customer dispute against McLaughlin was filed in January 2018.  The claim is still pending and the damage amount requested is $529,795.34. The dispute alleges unsuitable investments with

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