June 14, 2018

Twelve Customer Disputes against Wells Fargo Broker Regan Rohl

According to FINRA public records, broker Regan Allen Rohl has twelve disclosed customer disputes.  FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates brokers and brokerage firms. Rohl’s customers filed the claims between May 1999 and February 2018.  The seven most recent claims were filed in 2017 and 2018 and allege unsuitable investments and misrepresentations

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