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April 21, 2018

Walter Parker, Titan Securities Broker, Suspended by FINRA After Finding He Recommended Unsuitable REITs to Senior Customer

On April 18, 2018, FINRA announced it suspended Walter Parker from associating with firms registered with FINRA for one month.  FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates securities brokers and brokerage firms. In a Letter of Acceptance, Waiver and Consent (AWC), FINRA stated it suspended Walter Parker for violating NASD Rule 2310 and

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