April 13, 2018

Wedbush Securities Fined Once Again for Alleged Misconduct Two Weeks After the SEC Labeled It a Recidivist Broker

On April 11, 2018, Los Angeles based stockbrokerage, Wedbush Securities Inc., once again came under regulatory fire.  This time, the Financial Industry Regulatory Authority, Inc. (FINRA) fined Wedbush $40,000 for alleged rule violations. Wedbush already received three regulatory sanctions in 2018 with total penalties of $2,809,000.  These penalties add to the more than 70 regulatory

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