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April 5, 2018

Laura Shean, Former LPL Broker, Barred from Securities Industry for Allegedly Stealing Client Funds

On April 3, 2018, FINRA barred Laura Shean from associating with firms registered with FINRA after finding she stole $124,000 from her client.  FINRA (Financial Industry Regulatory Authority, Inc.) registers and regulates securities brokers and brokerage firms. FINRA announced Shean’s bar in a Letter of Acceptance, Waiver and Consent (AWC).  The AWC states “on six

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