Investment Products and Services that may be at Issue
Have you lost money with an investment product?
While it is normal for many investments to fluctuate in value, sometimes investments lose value because of the wrongdoing of brokers or advisors.
The following investment products and services, while not comprehensive, are examples of items that may be the subject of claims for investment losses. Some of these items may be appropriate for experienced investors, or even inexperienced investors under the right circumstances. However, these items may also pose particular risks that may make them inappropriate for certain investors. A securities attorney can help you evaluate whether you have a claim for losses from these products or services.
Asset-Backed Securities (ABS)
Cash Alternatives (CDs)
Closed End Funds
Direct Participation Programs (DPP)
Exchange Traded Funds (ETF)
Managed Futures Funds
Mortgage Backed Securities (MBS)
Qualified Plan Rollovers
Real Estate Investment Trusts (REIT)
Security Futures Risk
Specialty Purpose Acquisition Companies (SPAC)
Tenants-in-Common Securities (TIC)
U.S. Government Securities
Unit Investment Trusts (UIT)
Variable Annuities-Capital Acquisition Brokers (CAB)
Variable Rate Demand Obligations (VRDO)
Volatility Index Products